Broker Check

Awards

2013 Forbes.com- Top 50 Emerging RIA’s #26

2013 Barron’s Top 1000 Financial Advisors

2014 Barron's Top 1200 Financial Advisors

2016 Financial Times 300 Top Registered Investment Advisers

2017 Financial Times 300 Top Registered Investment Advisers

 

Awards Image

 

1)  Barron’s Top 1,000 Financial Advisors – February 2013

2)  Barron’s Top 1,200 Financial Advisors – February 2014


These rankings were based on nomination by the broker dealer and compiled by an outside consultant for Barron’s.   It was based on Mr. Daniel’s assets under management, types of clients, average account size, and regulatory record.   No compensation was paid to Barron’s for this listing.

 

3)  Forbes Top 50 Emerging RIA’s – April 2013

This ranking listed the top 50 RIA’s based solely on the increase in total RIA assets over the prior year.  This data was supplied to Forbes by the broker dealer.  No compensation was paid to Forbes for this listing.


4) 2016 Financial Times Top 300 Registered Investment Advisers - 

The 2016 Financial Times 300 Top Registered Investment Advisors is an independent listing produced by the Financial Times (June, 2016). The FT 300 is based on data gathered from RIA firms, regulatory disclosures, and the FT’s research. As identified by the FT, the listing reflected each practice’s performance in six primary areas, including assets under management, asset growth, compliance record, years in existence, credentials and accessibility. Neither the RIA firms nor their employees pay a fee to The Financial Times in exchange for inclusion in the FT 300.


5) 2017 Financial Times Top 300 Registered Investment Advisers - 

The Financial Times 300 Top Registered Investment Advisers is an independent listing produced annually by the Financial Times (June, 2017). The FT 300 is based on data gathered from RIA firms, regulatory disclosures, and the FT’s research. The listing reflected each practice’s performance in six primary areas: assets under management, asset growth, compliance record, years in existence, credentials and online accessibility. This award does not evaluate the quality of services provided to clients and is not indicative of the practice’s future performance. Neither the RIA firms nor their employees pay a fee to The Financial Times in exchange for inclusion in the FT 300.